White-Collar & Investigations — United States
White-collar and investigations — anti-corruption (FCPA), anti-money-laundering (BSA/AML, SAR filing, risk assessment), and corporate criminal/regulatory compliance with financial-crime exposure.
Skills
United States
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white-collar
Overview
Anti-Money Laundering (AML) and Know Your Customer (KYC) compliance workflow. Sanctions screening, PEP detection, transaction monitoring, suspicious …
United States
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white-collar
AML Compliance Program
Drafts board-ready Anti-Money Laundering compliance programs for U.S. financial institutions under BSA/FinCEN requirements. Covers CIP, CDD, EDD, SAR…
United States
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white-collar
BSA/AML Risk Assessment
Drafts a BSA/AML Risk Assessment for U.S. financial institutions per FinCEN, FFIEC, and OCC standards. Evaluates inherent risks (customer, product, g…
United States
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white-collar
CIP Policy Drafting
Drafts a U.S. Customer Identification Program (CIP) policy compliant with USA PATRIOT Act Section 326 and 31 CFR 1020.220. Covers identity collection…
United States
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white-collar
FCPA Compliance Policy
Drafts an implementable Foreign Corrupt Practices Act (FCPA) Compliance Policy for U.S.-jurisdictional corporations with international operations. Co…
United States
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white-collar
SAR Filing
Drafts FinCEN Suspicious Activity Reports (Form 111) for BSA/AML regulatory filing. Compiles subject identification, transaction timelines, red-flag …