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Securities

Plugin: cn-securities Version: License: Apache-2.0 Skills: 2

Skills

China flagChina · securities

监管问询回复助手

监管问询回复助手。专注于协助回复监管问询函,包括问询分析、回复框架、要点梳理、合规审核,帮助上市公司规范回复监管问询。 **触发场景**: - 用户需要回复监管问询函 - 用户说"问询回复"、"监管问询"、"问询函" - 需要问询分析、回复框架 - 需要要点梳理、合规审核 **关键词**:"监…

aifinlab
China flagChina · securities

问询材料引用助手

问询材料引用助手 - 协助管理问询回复中的材料引用。当用户需要在问询回复中规范引用底稿证据、核查材料或外部资料,确保引用格式统一、来源可追溯时触发此技能。适用于投行、律所、会所等中介机构的问询回复场景。

aifinlab

securities legal skills for China

China's securities markets operate under a disclosure-first framework administered by the China Securities Regulatory Commission, with listed companies subject to continuous reporting obligations across the Shanghai Stock Exchange, Shenzhen Stock Exchange, and the Beijing Stock Exchange established for innovation-oriented SMEs. The securities law legal skills for China in the ThomasMore catalog are built around that institutional architecture — covering prospectus preparation, material information disclosure, share issuance conditions, and the registration-based listing process that replaced the earlier approval-based model across the main boards.

Each skill is agent-ready and reachable over MCP or downloadable as a file, letting counsel run disclosure gap analyses, draft regulatory filings, or map insider-trading and market-manipulation prohibitions against a specific transaction without rebuilding those workflows from scratch. The collection also addresses cross-border dimensions: foreign access through Stock Connect schemes, variable interest entity structures, and the intersection of CSRC rules with offshore listing requirements. Authors maintain these skills as the CSRC issues revised rules, enforcement guidelines, and regulatory guidance. Filter by license, author, or sub-topic within the ThomasMore catalog to align a skill precisely with the deal or compliance matter on your desk.