capital-markets
24 skills across 2 jurisdictions.
China
4
China
·
capital-markets
ecm-dd-independence
资本市场尽职调查 Skill：发行人独立性核查（对应《编报规则第 12 号》第 4 章）。 当用户提到以下场景时触发：独立性、五独立、资产独立、业务独立、人员独立、财务独立、 机构独立、资产完整、业务完整、完整的业务体系、直接面向市场独立持续经营、 控股股东依赖、实控人依赖、关联方依赖、高管兼职、…
China
·
capital-markets
监管问询回复助手（债券版）
监管问询回复助手（债券版）- 协助撰写债券审核问询回复。当用户需要为公司债、企业债等债券项目准备交易所/交易商协会问询回复、梳理回复思路或组织回复材料时触发此技能。适用于投行、律所、会所等中介机构的债券承销场景。
China
·
capital-markets
监管问询回复助手（IPO 版）
监管问询回复助手（IPO 版）- 协助撰写 IPO 审核问询回复。当用户需要为 IPO 项目准备交易所/证监会问询回复、梳理回复思路、组织回复材料或核查回复内容时触发此技能。适用于投行、律所、会所等中介机构的 IPO 项目场景。
China
·
capital-markets
监管问询回复助手（再融资版）
监管问询回复助手（再融资版）- 协助撰写再融资审核问询回复。当用户需要为定增、配股、可转债等再融资项目准备交易所/证监会问询回复、梳理回复思路或组织回复材料时触发此技能。适用于投行、律所、会所等中介机构的再融资项目场景。
United States
20
United States
·
capital-markets
ATM Equity Distribution Agreement
Drafts a market-standard At-The-Market (ATM) Equity Distribution Agreement for public issuers conducting continuous shelf offerings under Rule 415(a)…
United States
·
capital-markets
Bad Actor Disqualification Review (Rule 506(d))
Produces a Rule 506(d) bad actor disqualification review for private securities offerings, including a covered persons register, tailored questionnai…
United States
·
capital-markets
Blue Sky Filings Compliance Workflow
Produces a practitioner-grade Blue Sky compliance memorandum and execution plan for U.S. securities offerings. Analyzes NSMIA covered securities pree…
United States
·
capital-markets
Comfort Letter from Auditors
Drafts PCAOB AS 6101-compliant auditor comfort letters (cold comfort letters) providing negative assurance on unaudited financial information for und…
United States
·
capital-markets
Directed Share Program
Drafts a Directed Share Program (DSP) agreement governing share allocation and purchase by designated participants in a U.S. public offering or IPO. …
United States
·
capital-markets
Director and Officer Questionnaire
Drafts Director and Officer (D&O) questionnaires for SEC disclosure compliance under Reg S-K Items 401, 402, 404, and 407. Covers biographical data, …
United States
·
capital-markets
Form 10-Q Quarterly Report
Drafts SEC-compliant Form 10-Q quarterly reports covering Part I financials, MD&A, market risk, controls, Part II updates, exhibits, and SOX certific…
United States
·
capital-markets
Form 10-K Annual Report
Drafts SEC Form 10-K Annual Reports under the Securities Exchange Act of 1934. Structures all four Parts with Regulation S-K compliance and GAAP fina…
United States
·
capital-markets
Form 8-K Current Report
Drafts SEC Form 8-K current reports with item-accurate narratives, exhibit indexing, and EDGAR-ready formatting. Use when a public company must discl…
United States
·
capital-markets
Form D Notice of Exempt Offering
Drafts SEC Form D Notice of Exempt Offering for EDGAR filing under Regulation D. Captures issuer details, related persons, offering structure, exempt…
United States
·
capital-markets
Form D Notice of Exempt Offering
Drafts U.S. SEC Form D notice data sets for Regulation D exempt offerings (Rule 504, 506(b), 506(c)), ready for EDGAR submission. Use when preparing …
United States
·
capital-markets
Lock-Up Agreement
Drafts U.S. IPO/secondary offering lock-up agreements restricting securityholder transfers and hedging during the post-offering period. Trigger when …
United States
·
capital-markets
Private Placement Memorandum (PPM)
Drafts a legally compliant Private Placement Memorandum for Regulation D offerings (Rule 506(b)/506(c)), covering full disclosure framework including…
United States
·
capital-markets
Private Placement Memorandum (PPM)
Drafts U.S. Regulation D Private Placement Memoranda (PPMs) with required legends, risk factors, capitalization, securities terms, and subscription p…
United States
·
capital-markets
Securities Prospectus
Drafts SEC-compliant prospectuses for U.S. securities offerings (IPOs, follow-ons, private placements). Structures cover page, risk factors, use of p…
United States
·
capital-markets
SEC Prospectus Draft
Drafts SEC-compliant prospectuses for securities offerings, structuring company data, financials, risk factors, and offering terms into a regulatory …
United States
·
capital-markets
Opinion of Counsel for SEC Filing
Drafts Opinion of Counsel letters for SEC registration statements, covering due incorporation, valid issuance, fully-paid and non-assessable opinions…
United States
·
capital-markets
SEC Regulation D Compliance
SEC Regulation D compliance for CRE syndications: 506(b) vs 506(c) offering selection, accredited investor verification, Form D filing, state blue sk…
United States
·
capital-markets
Shelf Registration Statement (Form S-3)
Drafts SEC Form S-3 shelf registration statements for eligible U.S. public companies under the Securities Act of 1933. Verifies issuer eligibility (p…
United States
·
capital-markets
Underwriting Agreement
Drafts a firm-commitment underwriting agreement for SEC-registered U.S. public offerings, covering purchase terms, greenshoe, reps and warranties, co…